Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Wynn Tuff | 6320789 | 3 | 10/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 10/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 10/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessika Duarte | 7646240 | 1 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 10/04/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Pierre Marcel Perez | 6386791 | 1 | 10/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Renee Romney | 6564830 | 2 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Howard Chmara | 1776492 | 2 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Wells Stanbrough | 7291742 | 1 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Maureen Hoben-Shelkin | 4067026 | 4 | 09/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |