Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer L Brannon | 2749580 | 6 | 11/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Craig Maslow | 4367648 | 4 | 11/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miranda Pagan | 4350066 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Brannon | 2749580 | 6 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas MacKay Belden | 1489980 | 3 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Maureen Hoben-Shelkin | 4067026 | 4 | 10/28/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 10/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Ryan | 7474760 | 6 | 10/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Joseph Phippen | 3127057 | 2 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |