Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margarita Paterno Alzona-Carling | 5518973 | 1 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Brannon | 2749580 | 6 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Carranza | 7609164 | 1 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Maureen Hoben-Shelkin | 4067026 | 4 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlita Brooks | 5437294 | 2 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Brannon | 2749580 | 6 | 11/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Brannon | 2749580 | 6 | 11/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Brannon | 2749580 | 6 | 11/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Mary Chan | 1973243 | 2 | 11/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Mary Chan | 1973243 | 2 | 11/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |