Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Dc Gilmartin | 7635861 | 3 | 12/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miranda Pagan | 4350066 | 3 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Borden | 7602291 | 3 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Lee McCormack | 6021764 | 3 | 12/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Jamali-Ashtiani | 7814360 | 1 | 12/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Christine Hall | 5871018 | 3 | 12/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chrystal Amber Swope | 4399992 | 1 | 12/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Lee McCormack | 6021764 | 3 | 12/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jami L Wright | 5017520 | 9 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Thunholm | 1775012 | 1 | 11/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |