Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Zachary Taylor | 5332526 | 6 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beth Ann Anderson | 1761025 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maricia C Aiken | 4349386 | 1 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dianalyn Renee O'Brien | 5225052 | 1 | 01/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Devine Knecht | 4620223 | 1 | 01/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miranda Pagan | 4350066 | 3 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen McElroy-Mathis | 2700579 | 1 | 01/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 01/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 01/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |