Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jazsmaine Tanay Dixon | 6575071 | 2 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Davis Perdue | 6013774 | 1 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Robert Courtney | 1899718 | 1 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Vandyk | 4369347 | 1 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Kate Dozier | 7876768 | 1 | 03/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Terri Lynn Singletary | 7032934 | 4 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Lee McCormack | 6021764 | 3 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Thomas Lewis | 7831068 | 1 | 03/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |