Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christian Thomas Conelly | 6695351 | 1 | 05/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 05/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sameer Baig | 7057485 | 4 | 05/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alaina Marie Hatch | 6810367 | 2 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |