Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colleen Kelly Dempsey | 6580153 | 5 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen Kelly Dempsey | 6580153 | 5 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Christopher King | 7607013 | 5 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Christopher King | 7607013 | 5 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven MacLen Bonavita | 3090778 | 6 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Alexander Brown | 7611990 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Munib Hatab | 7901659 | 1 | 05/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Dennis | 5195684 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Andrew Jones | 6127657 | 4 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |