Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Javier Ramirez | 6748276 | 2 | 08/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Quierra Leanna-Lynn Robey | 7836918 | 1 | 07/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gilbert Valtierra | 6196616 | 2 | 07/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Ronan | 7389087 | 3 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Marie Dolphin | 6274067 | 1 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eliseo Dominguez | 7528970 | 3 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Clifford Hallett | 6092689 | 1 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Jose Rosario | 6993277 | 2 | 07/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Parkin | 2974077 | 2 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyla Cathey | 7558784 | 1 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |