Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Welsh | 3029950 | 4 | 10/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 3029950 | 4 | 10/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Russell Heck | 6564951 | 1 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Y Backman | 7500645 | 11 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliz Tovar | 6233161 | 1 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Matthews | 7543930 | 6 | 09/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 3029950 | 4 | 09/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 3029950 | 4 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Grant | 6530085 | 1 | 09/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Bright | 7241406 | 4 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |