Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Peterson | 2918053 | 1 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheri L Amirsoleimani | 4955859 | 2 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheri L Amirsoleimani | 4955859 | 2 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Christopher King | 7607013 | 5 | 11/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Levi | 4743346 | 8 | 11/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher B Burt | 2415887 | 2 | 11/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alyssa Lichelle Alexander | 7831019 | 3 | 11/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Desireeh Evangelista Villalobos | 5481468 | 2 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher B Burt | 2415887 | 2 | 10/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Bright | 7241406 | 4 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |