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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edgar Cruz Castillo7667608101/01/2021FinancialFinal$0.00$0.00See FINRA Report
Kristopher M Partridge6596301112/31/2020FinancialFinal$0.00$0.00See FINRA Report
David M Renken2091675312/30/2020FinancialFinal$0.00$0.00See FINRA Report
Tomeka Shantay Robinson6484186112/30/2020FinancialFinal$0.00$0.00See FINRA Report
Karan Singh7631869312/30/2020FinancialFinal$0.00$0.00See FINRA Report
Amanda M Levi4743346812/25/2020FinancialFinal$0.00$0.00See FINRA Report
Yousef Bittar5740657212/21/2020FinancialFinal$0.00$0.00See FINRA Report
Jade Alyse Skelton7814380112/17/2020FinancialFinal$0.00$0.00See FINRA Report
Terri Lynn Singletary7032934412/15/2020FinancialFinal$0.00$0.00See FINRA Report
Julio Castillo6404537112/14/2020FinancialFinal$0.00$0.00See FINRA Report

996 Results

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