Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Lewis | 6616314 | 1 | 05/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Rene Roach | 7382146 | 1 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz Elena Brice | 7653758 | 5 | 04/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Davonne Williams | 7775261 | 1 | 04/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Slansky | 5236062 | 1 | 04/06/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Mary Lautenschlager-Bronk | 7629655 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher L Cunningham | 2540400 | 2 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Suzanne Petansky | 4770248 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Bright | 7241406 | 4 | 03/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Matthews | 7543930 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |