Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aleisha F. Lucas | 5142756 | 5 | 05/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bekki Sue Chiasson | 7179081 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Thomas Cassell | 2069521 | 4 | 04/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 1 | 04/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Philipp Wagener | 4765648 | 1 | 03/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Arthur Lifferth | 5913868 | 4 | 02/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |