Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Miguel Serrano | 7415175 | 5 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lori Lynn Wagner | 4178149 | 1 | 06/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Loren Dennis Evans | 840026 | 1 | 06/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Dirgo | 7180308 | 1 | 06/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Malleri Christine Temple | 7851712 | 2 | 06/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 06/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |