Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Gatyas | 1578760 | 16 | 04/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Allen Hoover | 6659729 | 1 | 04/12/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacob Martin Corcoran | 7572269 | 1 | 04/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Edward Rodriguez | 7887729 | 3 | 03/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Edward Rodriguez | 7887729 | 3 | 02/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Christian Ricco-Bojorquez | 7204354 | 1 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Philip Yeppez | 7337704 | 4 | 02/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheree Michelle Costa | 7721445 | 7 | 01/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Adam Moore | 7734347 | 1 | 01/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Takumi Daniel | 7249002 | 5 | 01/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |