Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Adams | 3185875 | 2 | 02/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Elizabeth Elliot | 2726988 | 1 | 02/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruno Rodolfo Naranjo | 6102357 | 2 | 02/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Ashley Pelfrey | 5858877 | 2 | 02/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christy L Tolin | 4684747 | 1 | 02/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Betty L Knudsen | 1404637 | 1 | 02/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Simon Ga Jeung Leung | 5795988 | 1 | 02/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |