Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Gatyas | 1578760 | 16 | 02/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Eugene Shinault | 1302219 | 1 | 02/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ryan Cutler | 5736708 | 8 | 02/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Ryan Cutler | 5736708 | 8 | 02/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Ryan Cutler | 5736708 | 8 | 01/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Ryan Cutler | 5736708 | 8 | 01/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Ryan Cutler | 5736708 | 8 | 01/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 01/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |