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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 391-398 out of 398 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Mark Olinsky3072493111/13/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
Howard Matson1016427104/30/1969CriminalFinal Disposition$0.00$0.00See FINRA Report
William Thomas Turnbough867704704/01/1967CriminalFinal Disposition$0.00$0.00See FINRA Report
William Thomas Turnbough867704705/20/1966CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Stanley Greenwald1603480104/03/1962CriminalFinal Disposition$0.00$0.00See FINRA Report
Leland David Levy308292301/01/1953CriminalFinal Disposition$0.00$0.00See FINRA Report
James Richard Hukle501763211/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Mary Elizabeth Collins1232791111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report

398 Results

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