Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Marie Lee | 1259585 | 1 | 12/14/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristin Heltne Kendall | 715902 | 2 | 12/09/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Brown | 6398904 | 3 | 07/30/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kendall David Higginbotham | 2727817 | 3 | 07/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David George Rash | 2839264 | 2 | 07/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Scott Giddens | 4351671 | 1 | 04/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Richard Conroy | 2134184 | 3 | 02/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Stimson Vallee | 4032181 | 1 | 12/05/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph McDonnell | 1198159 | 2 | 05/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen T Foody | 1450472 | 2 | 04/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |