Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deitra Lynne Novacek | 2538719 | 1 | 06/30/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Avan | 2352641 | 1 | 06/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Elias Morales | 2850654 | 2 | 05/18/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Schnur | 6600469 | 1 | 04/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah King Hightower | 1155255 | 1 | 12/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Allison Chambers | 1725746 | 1 | 07/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Jose Ortiz | 2466113 | 3 | 05/27/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bernard Wright | 4480662 | 3 | 02/10/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Hollis Brandt | 1686612 | 2 | 01/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Paul Shannon | 1685200 | 4 | 12/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |