Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Ellen O'Gee | 1684477 | 1 | 12/30/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grady West | 4331321 | 2 | 12/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Bradley Silver | 2934016 | 2 | 11/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Ignatius Dunn | 2530871 | 2 | 09/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David Weir | 5887695 | 1 | 08/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Volpe | 2641663 | 1 | 07/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Logsdon | 1376878 | 9 | 05/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Jon Kovach | 1965807 | 3 | 04/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin B Aufmann | 5552603 | 1 | 02/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Stanley Brellis | 2734441 | 1 | 12/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |