Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy M Kiley | 4340753 | 2 | 12/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel MacAreno | 7490523 | 4 | 11/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria Louise Holtz | 4003165 | 1 | 07/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Destiny Laura Daniels | 6998044 | 2 | 06/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mauricio Espinoza | 6021084 | 2 | 12/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruby Ficklen | 7552243 | 1 | 11/04/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy R Ambrose | 5222777 | 1 | 10/22/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Fuller Barrett | 2640131 | 2 | 09/12/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jasmine Parker | 7424985 | 1 | 07/31/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip J Kostantas | 2560780 | 2 | 07/10/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |