Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Gregory Jaensen | 2577855 | 2 | 01/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Meyer | 2292033 | 2 | 12/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Brian Remp | 5075359 | 1 | 09/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phat Chanh Lam | 4698325 | 1 | 08/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bernard Wright | 4480662 | 3 | 07/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric David Kincade | 2217608 | 3 | 06/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Babak Seyedain | 5533220 | 1 | 02/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Scott Lardin | 2092110 | 4 | 02/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Peckham | 2033082 | 3 | 01/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Charles Crispin | 1639245 | 1 | 01/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |