Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Vincent Richter | 2373025 | 3 | 03/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William McLaughlin | 2754599 | 2 | 01/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Camarena | 5134978 | 2 | 01/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn H McKenzie | 4808721 | 1 | 01/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Seiler | 2452851 | 1 | 01/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles William Brown | 4238723 | 2 | 11/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Eugene Cabri | 2815682 | 2 | 11/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Francis Droskie | 2954696 | 4 | 08/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Gaudino | 2891693 | 2 | 08/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marco Fernandez Mendoza | 3111936 | 4 | 08/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |