Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lewis Turner | 4598608 | 1 | 08/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarissa Aileen Winger | 6305787 | 1 | 06/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| April Dawn Clark | 5514418 | 1 | 06/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Christine Hall | 5871018 | 3 | 05/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Jon Kovach | 1965807 | 3 | 05/22/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Trent | 2384984 | 3 | 05/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Walls | 4226181 | 2 | 04/28/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Denny Boys | 2899341 | 1 | 04/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bernard Wright | 4480662 | 3 | 04/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Bracci | 2592577 | 1 | 03/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |