Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Patrick Kirwan | 871252 | 1 | 12/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Francis Steinitz | 4588224 | 2 | 10/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Calder Stack | 4557073 | 1 | 09/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Frank Falco | 2909551 | 1 | 07/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason S Digirolamo | 4043050 | 1 | 07/09/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Andrew Syrios | 2381563 | 2 | 04/07/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Armando Lozano | 6259019 | 2 | 03/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Raymond Nelson | 2543552 | 1 | 03/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron D Sanor | 3207694 | 2 | 03/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reagan Elizabeth Bates | 4851763 | 1 | 02/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |