Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Lee Waldron | 4230510 | 1 | 08/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shahmir John Moussavi | 2985105 | 1 | 07/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roberto Alejandro Garfias | 4836070 | 4 | 06/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anibal A Flores | 2749358 | 1 | 06/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy William Holtey | 6598337 | 1 | 03/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corinne Emiko Doi-Majorino | 2896820 | 1 | 03/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Buckley McCann | 2978107 | 1 | 03/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karanja Smith | 2844612 | 1 | 03/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Scarberry | 4010863 | 1 | 12/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Michael Schroyer | 5277142 | 1 | 12/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |