Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Richard Eddington | 5665318 | 2 | 04/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Derrick Nalle | 7791859 | 5 | 03/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Dion Lemon | 6765534 | 3 | 03/21/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Kinard | 5396997 | 1 | 03/17/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant David Cherry | 6004361 | 1 | 01/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Peppers Mole | 7781898 | 1 | 12/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Meyer | 4121291 | 1 | 11/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Baker Schott | 5725975 | 2 | 09/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Andrew Fellios | 2776197 | 2 | 03/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Poydras | 6402024 | 1 | 03/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |