Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Shad Madden | 4520813 | 2 | 02/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joanie T Liu | 5588834 | 1 | 02/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleb Dupree | 6716606 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Moses Emile Newsome | 5590317 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kory Clifford Altheide | 4525754 | 1 | 01/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| MacE Nelson Maraman | 2809032 | 2 | 09/27/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodrick A Fowler | 5311190 | 2 | 09/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Kenneth Allen | 2722211 | 1 | 06/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross Jon Whiteley | 4226148 | 1 | 05/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Cowden | 4749289 | 1 | 01/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |