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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 181-190 out of 374 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Neal Jack Rodrigues5546332104/14/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Sashene Nicole Powell6228623112/18/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Oclevia Noel7318169210/05/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Brent Ryan Bodner4187085409/06/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Rohit Dhawan2772552209/02/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth Don Coates1047817108/08/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Benjamin Kyu Won Lee4363349105/14/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
David Wade Payne2811180105/10/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Gevorkian4466102105/07/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Oclevia Noel7318169204/01/1998CriminalFinal Disposition$0.00$0.00See FINRA Report

374 Results

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