Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Jay Antonides | 5671242 | 1 | 05/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jacinth Nguyen | 6360937 | 1 | 05/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 4 | 04/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 4 | 02/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robby McClure | 4339111 | 1 | 01/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Lyle Hackett | 5088367 | 1 | 10/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reynel Gonzalez | 5284130 | 1 | 10/18/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valice Watters | 7442918 | 1 | 10/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Pope | 4551807 | 2 | 05/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joronn Lamar Johnson | 7152086 | 1 | 04/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |