Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Edward Shaw | 1359992 | 9 | 11/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Talmadge L Morris | 4910238 | 1 | 09/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas Benjamin Widoff | 6056764 | 1 | 07/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sylvia O Prempeh | 4020871 | 1 | 03/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Fuehne | 5396708 | 1 | 01/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason David Williams | 5768239 | 1 | 10/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Ching | 5750617 | 1 | 08/30/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Sundin | 5201809 | 10 | 07/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Daniel Burch | 6625967 | 1 | 07/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 07/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |