Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Gordon Zutz | 6166895 | 1 | 02/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Freedman | 6125033 | 1 | 12/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Cantu | 6606126 | 1 | 10/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Primo Nash | 6126027 | 1 | 09/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Angelo Keimer | 1088078 | 6 | 07/05/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Michael Greenspan | 5911203 | 2 | 05/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Craig Mahnken | 6052829 | 1 | 02/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Do Viet Duong | 6242440 | 1 | 01/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Borden | 7602291 | 3 | 12/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ikechukwu Chukwudi Oguh | 6623742 | 2 | 11/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |