Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Yu Nguyen | 6765444 | 1 | 03/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Thomas Rodriguez | 6372876 | 1 | 03/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Panther Gabrielle Dewart | 7839132 | 1 | 03/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Norton | 6913654 | 1 | 02/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Krystal Michelle Meadows | 6774589 | 1 | 01/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dorian Shavar Holmes | 6258393 | 1 | 01/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Philip Costanzo | 7081299 | 1 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Anderson | 6629365 | 1 | 11/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Huy do | 3022621 | 2 | 10/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Aaron Poteet | 6421439 | 1 | 05/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |