Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph C Despres | 1557624 | 7 | 02/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Martin Trevisan | 715623 | 4 | 02/14/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Breault | 4144770 | 1 | 11/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott G Purrelli | 3259030 | 1 | 09/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thai Thanh Hoang | 2377123 | 1 | 08/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Jennings | 2509021 | 1 | 07/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mauricio Valencia | 2915623 | 4 | 07/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bowen | 4141582 | 3 | 06/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph C Despres | 1557624 | 7 | 04/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wilson Black | 1856976 | 4 | 11/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |