Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Flint T Schuller | 4771868 | 1 | 12/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Lee Walker | 2466629 | 6 | 10/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Theo Zaferiou | 2319526 | 1 | 10/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Stratis Paul Zaferiou | 1658670 | 1 | 10/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Todd Elliot Harris | 2623246 | 3 | 06/25/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Edward Shaw | 1359992 | 9 | 05/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Earl Peckham | 2033082 | 3 | 04/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Clay Wheeler | 3231517 | 1 | 03/07/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Darrel Leland Trost | 855013 | 3 | 02/15/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Christopher Brezenski | 5140646 | 4 | 12/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |