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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 961-970 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Flint T Schuller4771868112/03/2007RegulatoryFinal$0.00$0.00See FINRA Report
Christopher Lee Walker2466629610/22/2007RegulatoryFinal$0.00$0.00See FINRA Report
Theo Zaferiou2319526110/02/2007RegulatoryFinal$0.00$0.00See FINRA Report
Stratis Paul Zaferiou1658670110/02/2007RegulatoryFinal$0.00$0.00See FINRA Report
Todd Elliot Harris2623246306/25/2007RegulatoryFinal$0.00$0.00See FINRA Report
Kenneth Edward Shaw1359992905/19/2007RegulatoryFinal$0.00$0.00See FINRA Report
Robert Earl Peckham2033082304/13/2007RegulatoryFinal$0.00$0.00See FINRA Report
Clay Wheeler3231517103/07/2007RegulatoryFinal$0.00$0.00See FINRA Report
Darrel Leland Trost855013302/15/2007RegulatoryFinal$0.00$0.00See FINRA Report
Steven Christopher Brezenski5140646412/20/2006RegulatoryFinal$0.00$0.00See FINRA Report

1,065 Results

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