Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Douglas Drews | 4386320 | 2 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Degroot | 6262037 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Young | 1883505 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ching Eiler | 6786958 | 2 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Marie Corbley | 2681923 | 1 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory James Sabala | 6089569 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Audoro Mellin | 6998237 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jay Parker | 2423679 | 4 | 09/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |