Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Suarez | 7123555 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Marie Ruby | 7060487 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Barton | 6738078 | 1 | 11/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Marriott | 5440188 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josue Edouard | 6570281 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Allen Halker | 6543950 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Levi | 5587350 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Brushier | 6902709 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Huerta | 7669364 | 1 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katharine Taylor Cain | 7077635 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |