Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawnalee Grey | 5090502 | 8 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Elaine Scott | 4715246 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 12/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie M Sheetz | 5993326 | 3 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Hord | 6831356 | 1 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernst Tullus | 6151941 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dahianna I Madera | 5814361 | 6 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Alberto Morato | 6154787 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |