Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Clyde Sanders | 4067469 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Orlando Rivera | 6236861 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Loureiro | 5908259 | 3 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Loureiro | 5908259 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Loureiro | 5908259 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Robert Engelman | 1702369 | 2 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Brown | 1797329 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy L Janis | 2666420 | 1 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |