Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dominique Beeks | 6476248 | 1 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Matthew Kurstin | 7052727 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marcos Montenegro | 6922134 | 2 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marcos Montenegro | 6922134 | 2 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Natalie Maritza Mejia | 6652404 | 1 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jorge Longueira | 6546610 | 1 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erlin Albert Martinez | 6780961 | 2 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Howard Read | 4004178 | 2 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erlin Albert Martinez | 6780961 | 2 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Solmaria Cruzado | 6517730 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |