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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 861-870 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dominique Beeks6476248103/24/2015FinancialFinal$0.00$0.00See FINRA Report
Todd Matthew Kurstin7052727103/17/2015FinancialFinal$0.00$0.00See FINRA Report
Marcos Montenegro6922134203/15/2015FinancialFinal$0.00$0.00See FINRA Report
Marcos Montenegro6922134203/13/2015FinancialFinal$0.00$0.00See FINRA Report
Natalie Maritza Mejia6652404103/13/2015FinancialFinal$0.00$0.00See FINRA Report
Jorge Longueira6546610103/12/2015FinancialFinal$0.00$0.00See FINRA Report
Erlin Albert Martinez6780961203/11/2015FinancialFinal$0.00$0.00See FINRA Report
Robert Howard Read4004178203/09/2015FinancialFinal$0.00$0.00See FINRA Report
Erlin Albert Martinez6780961203/05/2015FinancialFinal$0.00$0.00See FINRA Report
Solmaria Cruzado6517730103/01/2015FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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