Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawnalee Grey | 5090502 | 8 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 05/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Rose Rogers | 6742521 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Alan Blaisdell | 6680302 | 1 | 05/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Medina Valadez | 7223485 | 2 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Medina Valadez | 7223485 | 2 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ken Bunderson | 6810445 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Raymond Coomes | 5735797 | 2 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beatriz Amalia Ponton | 2485764 | 2 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Stephen Kinnear | 2769750 | 1 | 04/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |