Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawnalee Grey | 5090502 | 8 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle N Johnson | 2435185 | 2 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harrilyn Daniese Collins | 1110877 | 1 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linell Ruiz-Esparza | 5309977 | 1 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Kennedy | 1627431 | 1 | 10/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Esparza | 6055114 | 1 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Adam Phillips | 6565729 | 1 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |