Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Lovette | 5553165 | 1 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Khan Phoung Kammerer | 6846126 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Lynn Key | 1236421 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ching Eiler | 6786958 | 2 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Sponsler | 6908136 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Racquel Robinson | 6888135 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sabrina Thacker | 6861230 | 1 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Long | 4012838 | 3 | 10/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria A Downey | 2734528 | 1 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |