Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aleisha F Lucas | 5142756 | 5 | 05/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malleri Christine Temple | 7851712 | 2 | 05/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Edward Rodriguez | 7887729 | 3 | 05/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aleisha F Lucas | 5142756 | 5 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 05/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 05/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bekki Sue Chiasson | 7179081 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Thomas Cassell | 2069521 | 4 | 04/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Christian Randalph Buschow | 7668809 | 1 | 04/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 04/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |