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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 771-780 out of 1,065 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Violeidy Cribeiro4461387201/22/2016FinancialFinal$0.00$0.00See FINRA Report
Melissa Rose Wright49091951101/21/2016FinancialFinal$0.00$0.00See FINRA Report
William Miller6403726201/01/2016FinancialFinal$0.00$0.00See FINRA Report
Victoria Krylov4878184112/30/2015FinancialFinal$0.00$0.00See FINRA Report
Louis Aldo Peirano6596998112/30/2015FinancialFinal$0.00$0.00See FINRA Report
Joseph Pasquale Perrino6783791112/28/2015FinancialFinal$0.00$0.00See FINRA Report
Karen U Prather4233816112/23/2015FinancialFinal$0.00$0.00See FINRA Report
Anna Elizabeth Arroyo7785419112/23/2015FinancialFinal$0.00$0.00See FINRA Report
Dawn Williams4190696212/22/2015FinancialFinal$0.00$0.00See FINRA Report
Dalia Raif Fahim Melika6600633112/16/2015FinancialFinal$0.00$0.00See FINRA Report

1,065 Results

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