Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elhadji Mbaye Toure | 6837543 | 1 | 02/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lynne Fritz | 6570596 | 7 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Barbato Riechmann | 6276065 | 2 | 02/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Daniel Witt | 4802579 | 1 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thurman Ridnouer | 1991010 | 1 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alyson Wynn Johansen | 2981354 | 1 | 02/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jin Sook An | 6805935 | 2 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maredith Elizabeth Houk | 5995128 | 1 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Antonio Mada Villa | 7643981 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Moore | 7486343 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |