Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Antonio Nava | 4587440 | 1 | 04/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Sjogren | 4244760 | 1 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony John La Sala | 1525191 | 1 | 04/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 04/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Aldon Bultman | 5044606 | 1 | 04/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Lade | 6245061 | 1 | 04/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Lynn Austin | 6820502 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |