Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian J Bauer | 4148283 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenner Alexander Boyd | 2474884 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence L Richmond | 6050487 | 2 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Derrick Nalle | 7791859 | 5 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chanh Nhon Tran | 7014466 | 1 | 07/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle N Johnson | 2435185 | 2 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beatriz Amalia Ponton | 2485764 | 2 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Joshua Siqueiros | 7488584 | 3 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chaim Sendowski | 6102317 | 1 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |