Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dionna Falls | 6613063 | 3 | 10/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Jaconia | 4522352 | 2 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariana Campos | 7060594 | 2 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jesus Diez | 6962125 | 8 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Jaconia | 4522352 | 2 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Lawrence Haglund | 2161569 | 1 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robyn Walthall | 1506439 | 4 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Razan Ghatani | 7041179 | 2 | 09/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aneesh Paul | 5457067 | 3 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |